Unclaimed Profile

William Nicholas Mckenna

DIVERSIFIED FINANCIAL MANAGEMENT INC.·NORWELL, Massachusetts

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredDIVERSIFIED FINANCIAL MANAGEMENT INC.

80 WASHINGTON STREET, NORWELL, MA 02061CRD# 1043693Firm CRD# 127264

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Nicholas Mckenna · NORWELL, MA

Registration

CRD #1043693 · DIVERSIFIED FINANCIAL MANAGEMENT INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIVERSIFIED FINANCIAL MANAGEMENT INC.

DIVERSIFIED FINANCIAL MANAGEMENT

Sep 2014 – Jun 2018

NORWELL, MA

DIVERSIFIED FINANCIAL MANAGEMENT INC.

Jun 2003 – Jul 2014

NORWELL, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 4, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVERSIFIED FINANCIAL MANAGEMENT INC.

CRD 127264 · SEC 801-62131

AUM

$115M

Regulatory assets under management

Employees

203 client accounts

Services offered by DIVERSIFIED FINANCIAL MANAGEMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DIVERSIFIED FINANCIAL MANAGEMENT INC. →

Introduction

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Frequently Asked Questions

What services does William Nicholas Mckenna offer?

William Nicholas Mckenna specializes in Financial Planning, Investment Management.

What are William Nicholas Mckenna's credentials?

William Nicholas Mckenna is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Nicholas Mckenna located?

William Nicholas Mckenna is based in NORWELL, Massachusetts, last registered with DIVERSIFIED FINANCIAL MANAGEMENT INC..

How does William Nicholas Mckenna charge for services?

William Nicholas Mckenna's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED FINANCIAL MANAGEMENT INC.?

DIVERSIFIED FINANCIAL MANAGEMENT INC. has approximately 2 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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