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Thomas G. Dwyer

RESOLUTE FINANCIAL, LLC·NEWBURYPORT, Massachusetts
Series 65Clean record22 years registeredRESOLUTE FINANCIAL, LLC
102 STATE STREET, NEWBURYPORT, MA 01950-6639CRD# 3051277Firm CRD# 125739

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas G. Dwyer · NEWBURYPORT, MA
Registration
CRD #3051277 · RESOLUTE FINANCIAL, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

EP WEALTH ADVISORS
Mar 2023 – present
RESOLUTE FINANCIAL, LLC
Nov 2003 – Mar 2023
NEWBURYPORT, MA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 12, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RESOLUTE FINANCIAL, LLC
CRD 125739 · SEC 801-67898
AUM
$444M
Regulatory assets under management
Employees
7
1,460 client accounts
Services offered by RESOLUTE FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RESOLUTE FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Thomas G. Dwyer offer?
Thomas G. Dwyer specializes in Financial Planning, Investment Management. Contact their office in NEWBURYPORT, Massachusetts for a consultation.
What are Thomas G. Dwyer's credentials?
Thomas G. Dwyer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas G. Dwyer located?
Thomas G. Dwyer is based in NEWBURYPORT, Massachusetts, working with RESOLUTE FINANCIAL, LLC. Their office serves clients in the NEWBURYPORT metropolitan area and surrounding communities.
How does Thomas G. Dwyer charge for services?
Thomas G. Dwyer's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RESOLUTE FINANCIAL, LLC?
RESOLUTE FINANCIAL, LLC has approximately 7 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RESOLUTE FINANCIAL, LLC

Robert Thomas Ryan
NEWBURYPORT, MA
William Acker Simpson
NEWBURYPORT, MA
Charles Malcolm Johnson
NEWBURYPORT, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)
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Research
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