AdvisorOS Directory
Claim Profile
Unclaimed Profile
SR

Steven Michael Richardson

RICHARDSON FINANCIAL SERVICES INC.·MEDWAY, Massachusetts
SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 65, Series 99TO22 years registeredRICHARDSON FINANCIAL SERVICES INC.
165 VILLAGE ST, MEDWAY, MA 02053CRD# 2774988Firm CRD# 130715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Michael Richardson · MEDWAY, MA
Registration
CRD #2774988 · RICHARDSON FINANCIAL SERVICES INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

RICHARDSON FINANCIAL SERVICES
Mar 2004 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 51
Series 63
Series 65
Series 99TO
Registration record
First registered · March 26, 2004
Years registered · 22
03

Disclosure History

2020Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RICHARDSON FINANCIAL SERVICES INC.
CRD 130715 · SEC 801-119439
AUM
$180M
Regulatory assets under management
Employees
5
834 client accounts
Services offered by RICHARDSON FINANCIAL SERVICES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RICHARDSON FINANCIAL SERVICES INC. →
Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MEDWAY?

Browse all registered financial advisors in MEDWAY, Massachusetts or claim this profile if it's yours.

Browse MEDWAY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Steven Michael Richardson offer?
Steven Michael Richardson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEDWAY, Massachusetts for a consultation.
What are Steven Michael Richardson's credentials?
Steven Michael Richardson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Michael Richardson located?
Steven Michael Richardson is based in MEDWAY, Massachusetts, working with RICHARDSON FINANCIAL SERVICES INC.. Their office serves clients in the MEDWAY metropolitan area and surrounding communities.
How does Steven Michael Richardson charge for services?
Steven Michael Richardson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICHARDSON FINANCIAL SERVICES INC.?
RICHARDSON FINANCIAL SERVICES INC. has approximately 5 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RICHARDSON FINANCIAL SERVICES INC.

Edward Michael Pitts
MEDWAY, MA
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)
City Guides
BOSTON GuideWELLESLEY GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile