Unclaimed Profile

Susanne Stauffer

F L PUTNAM INVESTMENT MANAGEMENT CO.·LYNNFIELD, Massachusetts

Series 7, Series 63Clean record26 years registeredF L PUTNAM INVESTMENT MANAGEMENT CO.

6 KIMBALL LANE, LYNNFIELD, MA 01940CRD# 1060211Firm CRD# 106223

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susanne Stauffer · LYNNFIELD, MA

Registration

CRD #1060211 · F L PUTNAM INVESTMENT MANAGEMENT CO. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO.

May 2003 – Jan 2017

WELLESLEY, MA

PUTNAM F L INVESTMENT MANAGEMENT CO

Jan 2000 – Dec 2002

NEWTON CENTRE, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

CRD 106223 · SEC 801-21951

AUM

$6.2B

Regulatory assets under management

Employees

105

5,203 client accounts

Services offered by F L PUTNAM INVESTMENT MANAGEMENT CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at F L PUTNAM INVESTMENT MANAGEMENT CO. →

Introduction

Speak with Susanne

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Susanne is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LYNNFIELD?

Browse all registered financial advisors in LYNNFIELD, Massachusetts or claim this profile if it's yours.

Browse LYNNFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Susanne Stauffer offer?

Susanne Stauffer specializes in Financial Planning, Investment Management.

What are Susanne Stauffer's credentials?

Susanne Stauffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susanne Stauffer located?

Susanne Stauffer is based in LYNNFIELD, Massachusetts, last registered with F L PUTNAM INVESTMENT MANAGEMENT CO..

How does Susanne Stauffer charge for services?

Susanne Stauffer's firm is compensated through percentage of aum, hourly charges, subscription fees, other: assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is F L PUTNAM INVESTMENT MANAGEMENT CO.?

F L PUTNAM INVESTMENT MANAGEMENT CO. has approximately 105 employees and manages $6.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →