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Brian Kimball Case

CMC INVESTMENT MANAGEMENT LLC·LONGMEADOW, Massachusetts
Series 7, Series 63, Series 65CFP21 years registeredCMC INVESTMENT MANAGEMENT LLC
734 BLISS ROAD, LONGMEADOW, MA 01106CRD# 2798993Firm CRD# 292106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Kimball Case · LONGMEADOW, MA
Registration
CRD #2798993 · CMC INVESTMENT MANAGEMENT LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CMC INVESTMENT MANAGEMENT LLC
ELEVAGE PARTNERS, LLC
May 2020 – Nov 2021
Somers, CT
ELEVAGE PARTNERS, LLC
Jul 2017 – Sep 2018
Longmeadow, MA
BRADWAY FINANCIAL, LLC
Apr 2005 – Jul 2017
LONGMEADOW, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · April 22, 2005
Years registered · 21
Professional designation · CFP
03

Disclosure History

2021Customer Dispute·Pending
2021Employment Separation After Allegations
2017Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

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Frequently Asked Questions

What services does Brian Kimball Case offer?
Brian Kimball Case is a registered financial advisor in LONGMEADOW, Massachusetts.
What are Brian Kimball Case's credentials?
Brian Kimball Case holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brian Kimball Case located?
Brian Kimball Case is based in LONGMEADOW, Massachusetts, last registered with CMC INVESTMENT MANAGEMENT LLC.
How large is CMC INVESTMENT MANAGEMENT LLC?
CMC INVESTMENT MANAGEMENT LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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