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Jay Lipfert Richards

INVESTMENT ADVISORY GROUP, LLC·HANOVER, Massachusetts
SIE, Series 7, Series 63CFP28 years registeredINVESTMENT ADVISORY GROUP, LLC
51 MILL ST BUILDING D, HANOVER, MA 02339CRD# 1689554Firm CRD# 109445

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Lipfert Richards · HANOVER, MA
Registration
CRD #1689554 · INVESTMENT ADVISORY GROUP, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

INVESTMENT ADVISORY GROUP LLC
Jul 1998 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · July 16, 1998
Years registered · 28
Professional designation · CFP
03

Disclosure History

2006Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
INVESTMENT ADVISORY GROUP, LLC
CRD 109445 · SEC 801-56937
AUM
$848M
Regulatory assets under management
Employees
10
3,236 client accounts
Services offered by INVESTMENT ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INVESTMENT ADVISORY GROUP, LLC →
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05

Frequently Asked Questions

What services does Jay Lipfert Richards offer?
Jay Lipfert Richards specializes in Financial Planning, Investment Management. Contact their office in HANOVER, Massachusetts for a consultation.
What are Jay Lipfert Richards's credentials?
Jay Lipfert Richards holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Jay Lipfert Richards located?
Jay Lipfert Richards is based in HANOVER, Massachusetts, working with INVESTMENT ADVISORY GROUP, LLC. Their office serves clients in the HANOVER metropolitan area and surrounding communities.
How does Jay Lipfert Richards charge for services?
Jay Lipfert Richards's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENT ADVISORY GROUP, LLC?
INVESTMENT ADVISORY GROUP, LLC has approximately 10 employees and manages $848M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INVESTMENT ADVISORY GROUP, LLC

George Arthur Mccall
HANOVER, MA
CFP

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