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Eric Richard Katzman

ROCKINGSTONE ADVISORS LLC·GREAT BARRINGTON, Massachusetts
SIE, Series 7, Series 63, Series 87Clean record9 years registeredROCKINGSTONE ADVISORS LLC
292 MAIN STREET, GREAT BARRINGTON, MA 01230CRD# 2300355Firm CRD# 149592

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Richard Katzman · GREAT BARRINGTON, MA
Registration
CRD #2300355 · ROCKINGSTONE ADVISORS LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

ROCKINGSTONE ADVISORS
Mar 2020 – present
ROCKINGSTONE ADVISORS
Jan 2017 – Dec 2018
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 87
Registration record
First registered · January 6, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROCKINGSTONE ADVISORS LLC
CRD 149592 · SEC 801-77696
AUM
$271M
Regulatory assets under management
Employees
2
239 client accounts
Services offered by ROCKINGSTONE ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ROCKINGSTONE ADVISORS LLC →
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05

Frequently Asked Questions

What services does Eric Richard Katzman offer?
Eric Richard Katzman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREAT BARRINGTON, Massachusetts for a consultation.
What are Eric Richard Katzman's credentials?
Eric Richard Katzman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Richard Katzman located?
Eric Richard Katzman is based in GREAT BARRINGTON, Massachusetts, working with ROCKINGSTONE ADVISORS LLC. Their office serves clients in the GREAT BARRINGTON metropolitan area and surrounding communities.
How does Eric Richard Katzman charge for services?
Eric Richard Katzman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKINGSTONE ADVISORS LLC?
ROCKINGSTONE ADVISORS LLC has approximately 2 employees and manages $271M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Brandt Augustus Sakakeeny
GREAT BARRINGTON, MA

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Research
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