Unclaimed Profile

Diane Patricia Novak

CCO INVESTMENT SERVICES CORP.·DEDHAM, Massachusetts

CCO INVESTMENT SERVICES CORP.

770 LEGACY PLACE, DEDHAM, MA 02026CRD# 1857183Firm CRD# 39550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diane Patricia Novak · DEDHAM, MA

Registration

CRD #1857183 · CCO INVESTMENT SERVICES CORP.

Brand Profile

Not yet started

Disclosure history

8 disclosures on file · See FINRA BrokerCheck for full record

About

Diane Patricia Novak is a registered financial advisor based in DEDHAM, Massachusetts, affiliated with CCO INVESTMENT SERVICES CORP.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CITIZENS SECURITIES, INC.

AUM

$7.3B

Regulatory assets under management

Employees

613

Total firm employees

View all advisors at CITIZENS SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1857183

Firm CRD# 39550

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Diane Patricia Novak offer?

Diane Patricia Novak specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DEDHAM, Massachusetts for a consultation.

What are Diane Patricia Novak's credentials?

Diane Patricia Novak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diane Patricia Novak located?

Diane Patricia Novak is based in DEDHAM, Massachusetts, working with CCO INVESTMENT SERVICES CORP.. Their office serves clients in the DEDHAM metropolitan area and surrounding communities.

How does Diane Patricia Novak charge for services?

Diane Patricia Novak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CCO INVESTMENT SERVICES CORP.?

CCO INVESTMENT SERVICES CORP. has approximately 613 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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