Unclaimed Profile

David Louis Witherbee

DAVID WITHERBEE & ASSOCIATES, INC.·CONCORD, Massachusetts

SIE, Series 1, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredDAVID WITHERBEE & ASSOCIATES, INC.

100 MAIN STREET, SUITE 330, CONCORD, MA 01742CRD# 860604Firm CRD# 109294

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Louis Witherbee · CONCORD, MA

Registration

CRD #860604 · DAVID WITHERBEE & ASSOCIATES, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAVID WITHERBEE & ASSOCIATES, INC.

GRIMES & COMPANY, INC.

Apr 2014 – Jun 2017

CONCORD, MA

DAVID WITHERBEE & ASSOCIATES, INC.

Jun 2000 – Dec 2014

CONCORD, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 7, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID WITHERBEE & ASSOCIATES, INC.

CRD 109294 · SEC 801-57530

AUM

$135M

Regulatory assets under management

Employees

800 client accounts

Services offered by DAVID WITHERBEE & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAVID WITHERBEE & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does David Louis Witherbee offer?

David Louis Witherbee specializes in Financial Planning, Investment Management, Wealth Management.

What are David Louis Witherbee's credentials?

David Louis Witherbee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Louis Witherbee located?

David Louis Witherbee is based in CONCORD, Massachusetts, last registered with DAVID WITHERBEE & ASSOCIATES, INC..

How does David Louis Witherbee charge for services?

David Louis Witherbee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID WITHERBEE & ASSOCIATES, INC.?

DAVID WITHERBEE & ASSOCIATES, INC. has approximately 3 employees and manages $135M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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