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Richard Arthur Floreani

CARLISLE TAX CREDITS LLC·CARLISLE, Massachusetts
Series 22, Series 63, Series 65Clean record16 years registeredCARLISLE TAX CREDITS LLC
6 WEST ST., CARLISLE, MA 01741CRD# 2395782Firm CRD# 151461

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Arthur Floreani · CARLISLE, MA
Registration
CRD #2395782 · CARLISLE TAX CREDITS LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CARLISLE TAX CREDITS LLC
CARLISLE TAX CREDIT ADVISORS
Jan 2010 – Dec 2020
CARLISLE, MA
02

Registrations & Exams

FINRA examinations passed
Series 22
Series 63
Series 65
Registration record
First registered · January 7, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARLISLE TAX CREDITS LLC
CRD 151461 · SEC 801-77655
AUM
$473M
Regulatory assets under management
Employees
6
7 client accounts
Services offered by CARLISLE TAX CREDITS LLC
Per Form ADV
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at CARLISLE TAX CREDITS LLC →
Introduction

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05

Frequently Asked Questions

What services does Richard Arthur Floreani offer?
Richard Arthur Floreani specializes in Retirement Planning, Wealth Management.
What are Richard Arthur Floreani's credentials?
Richard Arthur Floreani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Arthur Floreani located?
Richard Arthur Floreani is based in CARLISLE, Massachusetts, last registered with CARLISLE TAX CREDITS LLC.
How does Richard Arthur Floreani charge for services?
Richard Arthur Floreani's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARLISLE TAX CREDITS LLC?
CARLISLE TAX CREDITS LLC has approximately 6 employees and manages $473M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARLISLE TAX CREDITS LLC

Eric Hyde Darling
CARLISLE, MA

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