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Kimberly Rector Clouse

VIA GLOBAL ADVISORS LLC·BROOKLINE, Massachusetts
Series 7, Series 63, Series 65, Series 6620 years registeredVIA GLOBAL ADVISORS LLC
1318 BEACON STREET, BROOKLINE, MA 02446CRD# 2346017Firm CRD# 171399

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kimberly Rector Clouse · BROOKLINE, MA
Registration
CRD #2346017 · VIA GLOBAL ADVISORS LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

HIGHTOWER ADVISORS, LLC
Oct 2024 – present
MARINER INDEPENDENT
May 2022 – Sep 2024
Brookline, MA
ADVICEPERIOD, LLC
Nov 2020 – Mar 2022
1318 Beacon Street, MA
VIA GLOBAL ADVISORS LLC
Nov 2014 – Oct 2020
BROOKLINE, MA
COVESTOR LTD
Oct 2013 – May 2015
BOSTON, MA
TPW FINANCIAL, INC.
Mar 2012 – Jan 2013
NEWTON, MA
ATHENA CAPITAL ADVISORS LLC
Jan 2009 – Feb 2011
LINCOLN, MA
HALE AND DORR WEALTH ADVISORS
Aug 2005 – Apr 2008
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Series 66
Registration record
First registered · August 18, 2005
Years registered · 20
03

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
VIA GLOBAL ADVISORS LLC
CRD 171399 · SEC 801-107294
AUM
$436M
Regulatory assets under management
Employees
5
341 client accounts
Services offered by VIA GLOBAL ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VIA GLOBAL ADVISORS LLC →
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05

Frequently Asked Questions

What services does Kimberly Rector Clouse offer?
Kimberly Rector Clouse specializes in Financial Planning, Investment Management. Contact their office in BROOKLINE, Massachusetts for a consultation.
What are Kimberly Rector Clouse's credentials?
Kimberly Rector Clouse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Rector Clouse located?
Kimberly Rector Clouse is based in BROOKLINE, Massachusetts, working with VIA GLOBAL ADVISORS LLC. Their office serves clients in the BROOKLINE metropolitan area and surrounding communities.
How does Kimberly Rector Clouse charge for services?
Kimberly Rector Clouse's firm is compensated through percentage of aum, subscription fees, other: project fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VIA GLOBAL ADVISORS LLC?
VIA GLOBAL ADVISORS LLC has approximately 5 employees and manages $436M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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