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Thomas Michael Roche

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC·BOSTON, Massachusetts
Series 52, Series 63Clean record19 years registeredREYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
121 HIGH STREET, BOSTON, MA 02110CRD# 2708983Firm CRD# 137342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Michael Roche · BOSTON, MA
Registration
CRD #2708983 · REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
Oct 2006 – present
02

Registrations & Exams

FINRA examinations passed
Series 52
Series 63
Registration record
First registered · October 30, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
CRD 137342 · SEC 801-64812
AUM
$3.7B
Regulatory assets under management
Employees
36
757 client accounts
Services offered by REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Thomas Michael Roche offer?
Thomas Michael Roche specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Thomas Michael Roche's credentials?
Thomas Michael Roche is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Roche located?
Thomas Michael Roche is based in BOSTON, Massachusetts, working with REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Thomas Michael Roche charge for services?
Thomas Michael Roche's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC?
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC has approximately 36 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

Charlton Nmn Reynders
BOSTON, MA
Patrick Johnson Mcveigh
BOSTON, MA

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