Unclaimed Profile

Steven Francis Dorval

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC·BOSTON, Massachusetts

SIE, Series 6, Series 7, Series 26, Series 63Clean record17 years registeredJOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

200 BERKELEY STREET, BOSTON, MA 02116CRD# 4163630Firm CRD# 174433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Francis Dorval · BOSTON, MA

Registration

CRD #4163630 · JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

SIGNATOR INVESTORS, INC.

Nov 2016 – Nov 2018

SOUTH BOSTON, MA

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Aug 2009 – Apr 2015

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Registration record

First registered · August 13, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

CRD 174433 · SEC 801-80927

AUM

$1.9B

Regulatory assets under management

Employees

149

27,727 client accounts

Services offered by JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Francis Dorval offer?

Steven Francis Dorval specializes in Financial Planning, Investment Management.

What are Steven Francis Dorval's credentials?

Steven Francis Dorval is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Francis Dorval located?

Steven Francis Dorval is based in BOSTON, Massachusetts, last registered with JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC.

How does Steven Francis Dorval charge for services?

Steven Francis Dorval's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC?

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC has approximately 149 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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