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Stephen Jefferson Tate

PUTNAM INVESTMENT MANAGEMENT, LLC·BOSTON, Massachusetts
Unclaimed Profile
100 FEDERAL ST, BOSTON, MA 02110CRD# 6841404Firm CRD# 106629
01

About

Stephen Jefferson Tate is a registered financial advisor based in BOSTON, Massachusetts, affiliated with PUTNAM INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
PUTNAM INVESTMENT MANAGEMENT, LLC
PUTNAM INVESTMENT MANAGEMENT, LLC
AUM
$85.2B
Regulatory assets under management
Employees
197
Total firm employees
View all advisors at PUTNAM INVESTMENT MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6841404
Firm CRD# 106629
4 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Jefferson Tate offer?
Stephen Jefferson Tate specializes in Investment Management, Retirement Planning. Contact their office in BOSTON, Massachusetts for a consultation.
What are Stephen Jefferson Tate's credentials?
Stephen Jefferson Tate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Jefferson Tate located?
Stephen Jefferson Tate is based in BOSTON, Massachusetts, working with PUTNAM INVESTMENT MANAGEMENT, LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Stephen Jefferson Tate charge for services?
Stephen Jefferson Tate's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PUTNAM INVESTMENT MANAGEMENT, LLC?
PUTNAM INVESTMENT MANAGEMENT, LLC has approximately 197 employees and manages $85.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Massachusetts
CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)NEEDHAM (97)
City Guides
CAMBRIDGE GuideWALTHAM GuideWELLESLEY GuideNEWTON GuideNEEDHAM Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
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