Unclaimed Profile

Stephen Dalton Barrett

WAINWRIGHT INVESTMENT COUNSEL LLC·BOSTON, Massachusetts

SIE, Series 1, Series 7TO, Series 24, Series 40, Series 41, Series 63, Series 65Clean record32 years registeredWAINWRIGHT INVESTMENT COUNSEL LLC

ONE BOSTON PLACE, BOSTON, MA 02108CRD# 13479Firm CRD# 108711

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Dalton Barrett · BOSTON, MA

Registration

CRD #13479 · WAINWRIGHT INVESTMENT COUNSEL LLC · 32 years registered

Brand Profile

Not yet started

Career History

WAINWRIGHT INVESTMENT COUNSEL LLC

Aug 1999 – present

WAINWRIGHT H C & CO INC

Apr 1994 – Jul 2003

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 40

Series 41

Series 63

Series 65

Registration record

First registered · April 14, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WAINWRIGHT INVESTMENT COUNSEL LLC

CRD 108711 · SEC 801-56485

AUM

$4.9B

Regulatory assets under management

Employees

210 client accounts

Services offered by WAINWRIGHT INVESTMENT COUNSEL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at WAINWRIGHT INVESTMENT COUNSEL LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Dalton Barrett offer?

Stephen Dalton Barrett specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are Stephen Dalton Barrett's credentials?

Stephen Dalton Barrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Dalton Barrett located?

Stephen Dalton Barrett is based in BOSTON, Massachusetts, working with WAINWRIGHT INVESTMENT COUNSEL LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does Stephen Dalton Barrett charge for services?

Stephen Dalton Barrett's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: bespoke advisory and consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAINWRIGHT INVESTMENT COUNSEL LLC?

WAINWRIGHT INVESTMENT COUNSEL LLC has approximately 16 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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