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Richard Grogan

ESPLANADE CAPITAL LLC·BOSTON, Massachusetts
Unclaimed Profile
ONE INTERNATIONAL PLACE, BOSTON, MA 02110CRD# 6047917Firm CRD# 138096
01

About

Richard Grogan is a registered financial advisor based in BOSTON, Massachusetts, affiliated with ESPLANADE CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ESPLANADE CAPITAL LLC
ESPLANADE CAPITAL LLC
AUM
$96M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at ESPLANADE CAPITAL LLC →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PERFORMANCE-BASED FEES ALLOCATED TO AFFILIATED GP ENTITY
Regulatory
SEC/IARD CRD# 6047917
Firm CRD# 138096
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Grogan offer?
Richard Grogan specializes in Retirement Planning, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Richard Grogan's credentials?
Richard Grogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Grogan located?
Richard Grogan is based in BOSTON, Massachusetts, working with ESPLANADE CAPITAL LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Richard Grogan charge for services?
Richard Grogan's firm is compensated through percentage of aum, performance-based fees, other: performance-based fees allocated to affiliated gp entity. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESPLANADE CAPITAL LLC?
ESPLANADE CAPITAL LLC is a registered investment adviser with the SEC, managing $96M in regulatory assets under management. See their Form ADV for full details.
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Nearby cities in Massachusetts
CAMBRIDGE (266)WALTHAM (210)WELLESLEY (201)NEWTON (143)NEEDHAM (97)
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Research
Advisor Fees in MassachusettsNational Fee Analysis
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