Unclaimed Profile

Richard James Barrett

CW ADVISORS, LLC·BOSTON, Massachusetts

Series 65Clean record9 years registeredCW ADVISORS, LLC

155 SEAPORT BLVD, BOSTON, MA 02210CRD# 4728696Firm CRD# 310873

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard James Barrett · BOSTON, MA

Registration

CRD #4728696 · CW ADVISORS, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CW ADVISORS, LLC

CW ADVISORS, LLC

Oct 2020 – Jul 2024

BOSTON, MA

CONGRESS WEALTH MANAGEMENT LLC

Feb 2017 – Dec 2020

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 16, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CW ADVISORS, LLC

CRD 310873 · SEC 801-119667

AUM

$6.9B

Regulatory assets under management

Employees

9,978 client accounts

Services offered by CW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard James Barrett offer?

Richard James Barrett specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard James Barrett's credentials?

Richard James Barrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard James Barrett located?

Richard James Barrett is based in BOSTON, Massachusetts, last registered with CW ADVISORS, LLC.

How does Richard James Barrett charge for services?

Richard James Barrett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CW ADVISORS, LLC?

CW ADVISORS, LLC has approximately 76 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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