Unclaimed Profile

Qi Yu Zhong

LEERINK SWANN LLC·BOSTON, Massachusetts

SIE, Series 6, Series 26, Series 27, Series 63, Series 99TOClean recordLEERINK SWANN LLC

ONE FEDERAL ST., BOSTON, MA 02110CRD# 3092692Firm CRD# 39011

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Qi Yu Zhong · BOSTON, MA

Registration

CRD #3092692 · LEERINK SWANN LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 27

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEERINK SWANN LLC

CRD 39011 · SEC 801-68264

AUM

$50M

Regulatory assets under management

Employees

90 client accounts

Services offered by LEERINK SWANN LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LEERINK SWANN LLC →

Introduction

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Frequently Asked Questions

What services does Qi Yu Zhong offer?

Qi Yu Zhong specializes in Investment Management. Contact their office in BOSTON, Massachusetts for a consultation.

What are Qi Yu Zhong's credentials?

Qi Yu Zhong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Qi Yu Zhong located?

Qi Yu Zhong is based in BOSTON, Massachusetts, working with LEERINK SWANN LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.

How does Qi Yu Zhong charge for services?

Qi Yu Zhong's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEERINK SWANN LLC?

LEERINK SWANN LLC has approximately 6 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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