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Liz Ann Sonders

WINDHAVEN INVESTMENT MANAGEMENT, INC.·BOSTON, Massachusetts
SIE, Series 2, Series 3, Series 6, Series 7, Series 63, Series 65Clean recordWINDHAVEN INVESTMENT MANAGEMENT, INC.
ONE INTERNATIONAL PLACE, BOSTON, MA 02110CRD# 2048799Firm CRD# 155138

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Liz Ann Sonders · BOSTON, MA
Registration
CRD #2048799 · WINDHAVEN INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 2
Series 3
Series 6
Series 7
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WINDHAVEN INVESTMENT MANAGEMENT, INC.
CRD 155138 · SEC 801-71836
AUM
$8.1B
Regulatory assets under management
Employees
51
25,350 client accounts
Services offered by WINDHAVEN INVESTMENT MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at WINDHAVEN INVESTMENT MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Liz Ann Sonders offer?
Liz Ann Sonders specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in BOSTON, Massachusetts for a consultation.
What are Liz Ann Sonders's credentials?
Liz Ann Sonders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Liz Ann Sonders located?
Liz Ann Sonders is based in BOSTON, Massachusetts, working with WINDHAVEN INVESTMENT MANAGEMENT, INC.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Liz Ann Sonders charge for services?
Liz Ann Sonders's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WINDHAVEN INVESTMENT MANAGEMENT, INC.?
WINDHAVEN INVESTMENT MANAGEMENT, INC. has approximately 51 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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