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Lindsey Oshita

PUTNAM INVESTMENT MANAGEMENT, LLC·BOSTON, Massachusetts
SIE, Series 27, Series 99TOClean recordPUTNAM INVESTMENT MANAGEMENT, LLC
100 FEDERAL ST, BOSTON, MA 02110CRD# 7183188Firm CRD# 106629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lindsey Oshita · BOSTON, MA
Registration
CRD #7183188 · PUTNAM INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD 106629 · SEC 801-7974
AUM
$85.2B
Regulatory assets under management
Employees
197
559 client accounts
Services offered by PUTNAM INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at PUTNAM INVESTMENT MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Lindsey Oshita offer?
Lindsey Oshita specializes in Investment Management, Retirement Planning. Contact their office in BOSTON, Massachusetts for a consultation.
What are Lindsey Oshita's credentials?
Lindsey Oshita is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lindsey Oshita located?
Lindsey Oshita is based in BOSTON, Massachusetts, working with PUTNAM INVESTMENT MANAGEMENT, LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Lindsey Oshita charge for services?
Lindsey Oshita's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PUTNAM INVESTMENT MANAGEMENT, LLC?
PUTNAM INVESTMENT MANAGEMENT, LLC has approximately 197 employees and manages $85.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Massachusetts
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Research
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