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Leann Nathan Sullivan

TFC FINANCIAL MANAGEMENT, INC.·BOSTON, Massachusetts
Series 7, Series 63, Series 65Clean record22 years registeredTFC FINANCIAL MANAGEMENT, INC.
260 FRANKLIN STREET, BOSTON, MA 02110CRD# 2397590Firm CRD# 105062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leann Nathan Sullivan · BOSTON, MA
Registration
CRD #2397590 · TFC FINANCIAL MANAGEMENT, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

TFC FINANCIAL MANAGEMENT INC
May 2004 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · May 28, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TFC FINANCIAL MANAGEMENT, INC.
CRD 105062 · SEC 801-17784
AUM
$1.4B
Regulatory assets under management
Employees
23
1,439 client accounts
Services offered by TFC FINANCIAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TFC FINANCIAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Leann Nathan Sullivan offer?
Leann Nathan Sullivan specializes in Financial Planning, Investment Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Leann Nathan Sullivan's credentials?
Leann Nathan Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leann Nathan Sullivan located?
Leann Nathan Sullivan is based in BOSTON, Massachusetts, working with TFC FINANCIAL MANAGEMENT, INC.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Leann Nathan Sullivan charge for services?
Leann Nathan Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TFC FINANCIAL MANAGEMENT, INC.?
TFC FINANCIAL MANAGEMENT, INC. has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TFC FINANCIAL MANAGEMENT, INC.

Renee Kamyee Kwok
BOSTON, MA
Brian Joseph Presti
BOSTON, MA
Daniel Steven Kern
BOSTON, MA
James Lippitt Joslin
BOSTON, MA

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Research
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