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Keith Frederick Hartstein

MANULIFE ASSET MANAGEMENT (US) LLC·BOSTON, Massachusetts
MANULIFE ASSET MANAGEMENT (US) LLC
101 HUNTINGTON AVENUE, BOSTON, MA 02199CRD# 1440050Firm CRD# 106435

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Keith Frederick Hartstein · BOSTON, MA
Registration
CRD #1440050 · MANULIFE ASSET MANAGEMENT (US) LLC
Brand Profile
Not yet started
Disclosure history
5 disclosures on file · See FINRA BrokerCheck for full record
01

About

Keith Frederick Hartstein is a registered financial advisor based in BOSTON, Massachusetts, affiliated with MANULIFE ASSET MANAGEMENT (US) LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
MANULIFE INVESTMENT MANAGEMENT (US) LLC
MANULIFE INVESTMENT MANAGEMENT (US) LLC
AUM
$188.8B
Regulatory assets under management
Employees
246
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1440050
Firm CRD# 106435
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05

Frequently Asked Questions

What services does Keith Frederick Hartstein offer?
Keith Frederick Hartstein specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BOSTON, Massachusetts for a consultation.
What are Keith Frederick Hartstein's credentials?
Keith Frederick Hartstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Keith Frederick Hartstein located?
Keith Frederick Hartstein is based in BOSTON, Massachusetts, working with MANULIFE ASSET MANAGEMENT (US) LLC. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does Keith Frederick Hartstein charge for services?
Keith Frederick Hartstein's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MANULIFE ASSET MANAGEMENT (US) LLC?
MANULIFE ASSET MANAGEMENT (US) LLC has approximately 246 employees and manages $188.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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