Unclaimed Profile

Karen Rose Bottar

BOSTON FINANCIAL MANAGEMENT LLC·BOSTON, Massachusetts

Series 7, Series 63, Series 65Clean record10 years registeredBOSTON FINANCIAL MANAGEMENT LLC

255 STATE STREET, BOSTON, MA 02109CRD# 2194616Firm CRD# 112360

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Rose Bottar · BOSTON, MA

Registration

CRD #2194616 · BOSTON FINANCIAL MANAGEMENT LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BOSTON FINANCIAL MANAGEMENT LLC

BOSTON FINANCIAL MANAGEMENT LLC

Feb 2016 – Apr 2020

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 1, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOSTON FINANCIAL MANAGEMENT LLC

CRD 112360 · SEC 801-11178

AUM

$4.4B

Regulatory assets under management

Employees

2,952 client accounts

Services offered by BOSTON FINANCIAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BOSTON FINANCIAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Karen Rose Bottar offer?

Karen Rose Bottar specializes in Financial Planning, Investment Management, Wealth Management.

What are Karen Rose Bottar's credentials?

Karen Rose Bottar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Rose Bottar located?

Karen Rose Bottar is based in BOSTON, Massachusetts, last registered with BOSTON FINANCIAL MANAGEMENT LLC.

How does Karen Rose Bottar charge for services?

Karen Rose Bottar's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOSTON FINANCIAL MANAGEMENT LLC?

BOSTON FINANCIAL MANAGEMENT LLC has approximately 49 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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