Unclaimed Profile

Joseph Dale Kringdon

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC·BOSTON, Massachusetts

SIE, Series 3, Series 7, Series 8, Series 15, Series 24, Series 51, Series 63, Series 6524 years registeredCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

225 FRANKLIN STREET, BOSTON, MA 02110CRD# 1018338Firm CRD# 108257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Dale Kringdon · BOSTON, MA

Registration

CRD #1018338 · COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Sep 2014 – Nov 2018

BOSTON, MA

PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

Jun 2008 – Aug 2014

BOSTON, MA

PUTNAM INVESTMENT MANAGEMENT, LLC

Jan 2008 – Jun 2008

ANDOVER, MA

PUTNAM INVESTMENT MANAGEMENT, LLC

Nov 2001 – Jan 2008

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 15

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · November 8, 2001

Years registered · 24

Disclosure History

1991Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

CRD 108257 · SEC 801-25943

AUM

$427.1B

Regulatory assets under management

Employees

1,008

5,495 client accounts

Services offered by COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Dale Kringdon offer?

Joseph Dale Kringdon specializes in Investment Management, Retirement Planning, Wealth Management.

What are Joseph Dale Kringdon's credentials?

Joseph Dale Kringdon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Dale Kringdon located?

Joseph Dale Kringdon is based in BOSTON, Massachusetts, last registered with COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC.

How does Joseph Dale Kringdon charge for services?

Joseph Dale Kringdon's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC?

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC has approximately 1008 employees and manages $427.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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