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James Francis Mooney

THE BAUPOST GROUP, L.L.C.·BOSTON, Massachusetts
THE BAUPOST GROUP, L.L.C.
10 ST. JAMES AVE. SUITE 1700, BOSTON, MA 02116CRD# 2788019Firm CRD# 109530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Francis Mooney · BOSTON, MA
Registration
CRD #2788019 · THE BAUPOST GROUP, L.L.C.
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

James Francis Mooney is a registered financial advisor based in BOSTON, Massachusetts, affiliated with THE BAUPOST GROUP, L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
THE BAUPOST GROUP, L.L.C.
THE BAUPOST GROUP, L.L.C.
AUM
$24.8B
Regulatory assets under management
Employees
272
Total firm employees
View all advisors at THE BAUPOST GROUP, L.L.C. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: SEE SCHEDULE D
Regulatory
SEC/IARD CRD# 2788019
Firm CRD# 109530
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Francis Mooney offer?
James Francis Mooney specializes in Retirement Planning. Contact their office in BOSTON, Massachusetts for a consultation.
What are James Francis Mooney's credentials?
James Francis Mooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Mooney located?
James Francis Mooney is based in BOSTON, Massachusetts, working with THE BAUPOST GROUP, L.L.C.. Their office serves clients in the BOSTON metropolitan area and surrounding communities.
How does James Francis Mooney charge for services?
James Francis Mooney's firm is compensated through percentage of aum, performance-based fees, other: see schedule d. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE BAUPOST GROUP, L.L.C.?
THE BAUPOST GROUP, L.L.C. has approximately 272 employees and manages $24.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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