Unclaimed Profile

Eric Norman Gutterson

MIDDLETON & COMPANY INC.·BOSTON, Massachusetts

Series 7, Series 63Clean record23 years registeredMIDDLETON & COMPANY INC.

600 ATLANTIC AVENUE; 18TH FLOOR, BOSTON, MA 02210-2211CRD# 1365348Firm CRD# 104549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Norman Gutterson · BOSTON, MA

Registration

CRD #1365348 · MIDDLETON & COMPANY INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIDDLETON & COMPANY INC.

MIDDLETON & COMPANY INC.

Dec 2010 – Oct 2019

BOSTON, MA

LAUREL CAPITAL ADVISORS LLP

Nov 2002 – Dec 2006

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · November 6, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIDDLETON & COMPANY INC.

CRD 104549 · SEC 801-21247

AUM

$1.0B

Regulatory assets under management

Employees

572 client accounts

Services offered by MIDDLETON & COMPANY INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MIDDLETON & COMPANY INC. →

Introduction

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Frequently Asked Questions

What services does Eric Norman Gutterson offer?

Eric Norman Gutterson specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Eric Norman Gutterson's credentials?

Eric Norman Gutterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Norman Gutterson located?

Eric Norman Gutterson is based in BOSTON, Massachusetts, last registered with MIDDLETON & COMPANY INC..

How does Eric Norman Gutterson charge for services?

Eric Norman Gutterson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDDLETON & COMPANY INC.?

MIDDLETON & COMPANY INC. has approximately 14 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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