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Daphne Jane Mahle

BOLTON SECURITIES CORP·BOLTON, Massachusetts
SIE, Series 4, Series 7, Series 14, Series 24, Series 6621 years registeredBOLTON SECURITIES CORP
579 MAIN STREET, BOLTON, MA 01740CRD# 4367277Firm CRD# 129376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daphne Jane Mahle · BOLTON, MA
Registration
CRD #4367277 · BOLTON SECURITIES CORP · 21 years registered
Brand Profile
Not yet started
01

Career History

BOLTON GLOBAL ASSET MANAGEMENT
Sep 2005 – present
INVEST FINANCIAL CORPORATION
Nov 2004 – Sep 2005
ERIE, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 14
Series 24
Series 66
Registration record
First registered · November 12, 2004
Years registered · 21
03

Disclosure History

2012Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BOLTON SECURITIES CORP
CRD 129376 · SEC 801-66962
AUM
$5.9B
Regulatory assets under management
Employees
153
6,217 client accounts
Services offered by BOLTON SECURITIES CORP
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BOLTON SECURITIES CORP →
Introduction

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05

Frequently Asked Questions

What services does Daphne Jane Mahle offer?
Daphne Jane Mahle specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOLTON, Massachusetts for a consultation.
What are Daphne Jane Mahle's credentials?
Daphne Jane Mahle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daphne Jane Mahle located?
Daphne Jane Mahle is based in BOLTON, Massachusetts, working with BOLTON SECURITIES CORP. Their office serves clients in the BOLTON metropolitan area and surrounding communities.
How does Daphne Jane Mahle charge for services?
Daphne Jane Mahle's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BOLTON SECURITIES CORP?
BOLTON SECURITIES CORP has approximately 153 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BOLTON SECURITIES CORP

Eugene Francis Jr Hayes
BOLTON, MA
Philippe Benjamin Grenier
BOLTON, MA
Raymond Louis Jr Grenier
BOLTON, MA
Martha Jean Moore
BOLTON, MA
Steven Christopher Preskenis
BOLTON, MA

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Research
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