AdvisorOS Directory
Claim Profile
Unclaimed Profile
DP

David Richard Peloquin

MAIN STREET ADVISORS, LLC·WESTMINSTER, Maryland
Series 6, Series 7, Series 22, Series 63Clean record26 years registeredMAIN STREET ADVISORS, LLC
205 EAST MAIN STREET, WESTMINSTER, MD 21157CRD# 1423632Firm CRD# 121797

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Richard Peloquin · WESTMINSTER, MD
Registration
CRD #1423632 · MAIN STREET ADVISORS, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

MAIN STREET ADVISORS, LLC
Oct 1999 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Registration record
First registered · October 19, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MAIN STREET ADVISORS, LLC
CRD 121797 · SEC 801-68101
AUM
$44M
Regulatory assets under management
Employees
1
389 client accounts
Services offered by MAIN STREET ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MAIN STREET ADVISORS, LLC →
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTMINSTER?

Browse all registered financial advisors in WESTMINSTER, Maryland or claim this profile if it's yours.

Browse WESTMINSTER AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does David Richard Peloquin offer?
David Richard Peloquin specializes in Financial Planning, Investment Management. Contact their office in WESTMINSTER, Maryland for a consultation.
What are David Richard Peloquin's credentials?
David Richard Peloquin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Richard Peloquin located?
David Richard Peloquin is based in WESTMINSTER, Maryland, working with MAIN STREET ADVISORS, LLC. Their office serves clients in the WESTMINSTER metropolitan area and surrounding communities.
How does David Richard Peloquin charge for services?
David Richard Peloquin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAIN STREET ADVISORS, LLC?
MAIN STREET ADVISORS, LLC has approximately 1 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maryland
BALTIMORE (162)BETHESDA (145)ROCKVILLE (90)HUNT VALLEY (66)TOWSON (60)ANNAPOLIS (39)COLUMBIA (34)CHEVY CHASE (32)TIMONIUM (20)OWINGS MILLS (18)
City Guides
BALTIMORE GuideBETHESDA GuideROCKVILLE GuideHUNT VALLEY GuideTOWSON Guide
Research
Advisor Fees in MarylandNational Fee Analysis
Request removal of this profile