Unclaimed Profile

Ronald James Rough

FINANCIAL SERVICES ADVISORY INC·ROCKVILLE, Maryland

Series 2, Series 24, Series 65Clean record30 years registeredFINANCIAL SERVICES ADVISORY INC

ONE CHURCH STREET, ROCKVILLE, MD 20850CRD# 2083110Firm CRD# 104513

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald James Rough · ROCKVILLE, MD

Registration

CRD #2083110 · FINANCIAL SERVICES ADVISORY INC · 30 years registered

Brand Profile

Not yet started

Career History

FSA WEALTH PARTNERS

Sep 2006 – present

GE PRIVATE ASSET MANAGEMENT, INC.

Jul 1996 – Apr 2006

ENCINO, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 24

Series 65

Registration record

First registered · July 19, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL SERVICES ADVISORY INC

CRD 104513 · SEC 801-18801

AUM

$694M

Regulatory assets under management

Employees

1,981 client accounts

Services offered by FINANCIAL SERVICES ADVISORY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL SERVICES ADVISORY INC →

Introduction

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Frequently Asked Questions

What services does Ronald James Rough offer?

Ronald James Rough specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCKVILLE, Maryland for a consultation.

What are Ronald James Rough's credentials?

Ronald James Rough is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald James Rough located?

Ronald James Rough is based in ROCKVILLE, Maryland, working with FINANCIAL SERVICES ADVISORY INC. Their office serves clients in the ROCKVILLE metropolitan area and surrounding communities.

How does Ronald James Rough charge for services?

Ronald James Rough's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL SERVICES ADVISORY INC?

FINANCIAL SERVICES ADVISORY INC has approximately 16 employees and manages $694M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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