Unclaimed Profile

Frank Chris Cappadora

CIC WEALTH, LLC·ROCKVILLE, Maryland

SIE, Series 6, Series 7, Series 31, Series 63, Series 65Clean record25 years registeredCIC WEALTH, LLC

1101 WOOTTON PARKWAY, ROCKVILLE, MD 20852CRD# 2482297Firm CRD# 290198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Chris Cappadora · ROCKVILLE, MD

Registration

CRD #2482297 · CIC WEALTH, LLC · 25 years registered

Brand Profile

Not yet started

Career History

APOLLON WEALTH MANAGEMENT, LLC

Oct 2024 – present

CIC WEALTH, LLC

Nov 2017 – Dec 2024

OWING MILLS, MD

COMMONWEALTH FINANCIAL NETWORK

Aug 2007 – Nov 2017

OWINGS MILLS, MD

HARVEST INVESTMENT CONSULTANTS LLC

Jan 2001 – Jul 2014

TIMONIUM, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · January 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CIC WEALTH, LLC

CRD 290198 · SEC 801-111990

AUM

$659M

Regulatory assets under management

Employees

2,144 client accounts

Services offered by CIC WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CIC WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Frank Chris Cappadora offer?

Frank Chris Cappadora specializes in Financial Planning, Investment Management. Contact their office in ROCKVILLE, Maryland for a consultation.

What are Frank Chris Cappadora's credentials?

Frank Chris Cappadora is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Chris Cappadora located?

Frank Chris Cappadora is based in ROCKVILLE, Maryland, working with CIC WEALTH, LLC. Their office serves clients in the ROCKVILLE metropolitan area and surrounding communities.

How does Frank Chris Cappadora charge for services?

Frank Chris Cappadora's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CIC WEALTH, LLC?

CIC WEALTH, LLC has approximately 16 employees and manages $659M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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