Unclaimed Profile

Robert Nmi Lopinto

TRICAPITAL ADVISORS INC·NORTH BETHESDA, Maryland

Series 7, Series 24, Series 63, Series 6527 years registeredTRICAPITAL ADVISORS INC

11140 ROCKVILLE PIKE, NORTH BETHESDA, MD 20852CRD# 1047773Firm CRD# 109224

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Nmi Lopinto · NORTH BETHESDA, MD

Registration

CRD #1047773 · TRICAPITAL ADVISORS INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRICAPITAL ADVISORS INC

TRICAPITAL ADVISORS INC

Jan 1999 – Feb 2017

N. BETHESDA, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 25, 1999

Years registered · 27

Disclosure History

1987Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRICAPITAL ADVISORS INC

CRD 109224 · SEC 801-55933

AUM

$173M

Regulatory assets under management

Employees

888 client accounts

Services offered by TRICAPITAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRICAPITAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Robert Nmi Lopinto offer?

Robert Nmi Lopinto specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Nmi Lopinto's credentials?

Robert Nmi Lopinto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Nmi Lopinto located?

Robert Nmi Lopinto is based in NORTH BETHESDA, Maryland, last registered with TRICAPITAL ADVISORS INC.

How does Robert Nmi Lopinto charge for services?

Robert Nmi Lopinto's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRICAPITAL ADVISORS INC?

TRICAPITAL ADVISORS INC has approximately 10 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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