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Christopher Michael Ruspi

THE ALLIANCE OF WEALTH ADVISORS, LLC·HIGHLAND, Maryland
SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65CFPClean record27 years registeredTHE ALLIANCE OF WEALTH ADVISORS, LLC
18301 MINK HOLLOW ROAD, HIGHLAND, MD 20777-9605CRD# 1934561Firm CRD# 164428

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Michael Ruspi · HIGHLAND, MD
Registration
CRD #1934561 · THE ALLIANCE OF WEALTH ADVISORS, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

APPLIED FINANCIAL WISDOM
Jun 2012 – present
RESEARCH FINANCIAL STRATEGIES
Dec 2011 – Aug 2012
HIGHLAND, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jan 2009 – Dec 2011
HIGHLAND, MD
RAYMOND JAMES FINANCIAL SERVICES
Mar 1999 – Jan 2009
HIGHLAND, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 65
Registration record
First registered · March 11, 1999
Years registered · 27
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE ALLIANCE OF WEALTH ADVISORS, LLC
CRD 164428 · SEC 801-88167
AUM
$28M
Regulatory assets under management
Employees
1
246 client accounts
Services offered by THE ALLIANCE OF WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE ALLIANCE OF WEALTH ADVISORS, LLC →
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Frequently Asked Questions

What services does Christopher Michael Ruspi offer?
Christopher Michael Ruspi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HIGHLAND, Maryland for a consultation.
What are Christopher Michael Ruspi's credentials?
Christopher Michael Ruspi holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Christopher Michael Ruspi located?
Christopher Michael Ruspi is based in HIGHLAND, Maryland, working with THE ALLIANCE OF WEALTH ADVISORS, LLC. Their office serves clients in the HIGHLAND metropolitan area and surrounding communities.
How does Christopher Michael Ruspi charge for services?
Christopher Michael Ruspi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE ALLIANCE OF WEALTH ADVISORS, LLC?
THE ALLIANCE OF WEALTH ADVISORS, LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maryland
BALTIMORE (162)BETHESDA (145)ROCKVILLE (90)HUNT VALLEY (66)TOWSON (60)ANNAPOLIS (39)COLUMBIA (34)CHEVY CHASE (32)TIMONIUM (20)OWINGS MILLS (18)
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