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Wayne Thomas Humphries

BAYVIEW INVESTMENT COUNSEL, INC·GRASONVILLE, Maryland
SIE, Series 00, Series 1, Series 7TO, Series 24, Series 28, Series 52TO, Series 65, Series 99TO35 years registeredBAYVIEW INVESTMENT COUNSEL, INC
110 CHANNEL MARKER WAY, GRASONVILLE, MD 21638CRD# 253139Firm CRD# 116015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wayne Thomas Humphries · GRASONVILLE, MD
Registration
CRD #253139 · BAYVIEW INVESTMENT COUNSEL, INC · 35 years registered
Brand Profile
Not yet started
01

Career History

BAYVIEW INVESTMENT COUNSEL, INC
Jul 1991 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 00
Series 1
Series 7TO
Series 24
Series 28
Series 52TO
Series 65
Series 99TO
Registration record
First registered · July 1, 1991
Years registered · 35
03

Disclosure History

1997Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BAYVIEW INVESTMENT COUNSEL, INC
CRD 116015 · SEC 801-69396
AUM
$37M
Regulatory assets under management
Employees
1
302 client accounts
Services offered by BAYVIEW INVESTMENT COUNSEL, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BAYVIEW INVESTMENT COUNSEL, INC →
Introduction

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05

Frequently Asked Questions

What services does Wayne Thomas Humphries offer?
Wayne Thomas Humphries specializes in Financial Planning, Investment Management. Contact their office in GRASONVILLE, Maryland for a consultation.
What are Wayne Thomas Humphries's credentials?
Wayne Thomas Humphries is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wayne Thomas Humphries located?
Wayne Thomas Humphries is based in GRASONVILLE, Maryland, working with BAYVIEW INVESTMENT COUNSEL, INC. Their office serves clients in the GRASONVILLE metropolitan area and surrounding communities.
How does Wayne Thomas Humphries charge for services?
Wayne Thomas Humphries's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAYVIEW INVESTMENT COUNSEL, INC?
BAYVIEW INVESTMENT COUNSEL, INC has approximately 1 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BAYVIEW INVESTMENT COUNSEL, INC

Ernest Orlando Brittingham
GRASONVILLE, MD

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