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Wayne Thomas Humphries

BAYVIEW INVESTMENT COUNSEL, INC·GRASONVILLE, Maryland
BAYVIEW INVESTMENT COUNSEL, INC
110 CHANNEL MARKER WAY, GRASONVILLE, MD 21638CRD# 253139Firm CRD# 116015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wayne Thomas Humphries · GRASONVILLE, MD
Registration
CRD #253139 · BAYVIEW INVESTMENT COUNSEL, INC
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Wayne Thomas Humphries is a registered financial advisor based in GRASONVILLE, Maryland, affiliated with BAYVIEW INVESTMENT COUNSEL, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BAYVIEW INVESTMENT COUNSEL, INC
BAYVIEW INVESTMENT COUNSEL, INC
AUM
$37M
Regulatory assets under management
Employees
1
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Commissions
Regulatory
SEC/IARD CRD# 253139
Firm CRD# 116015
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Wayne Thomas Humphries offer?
Wayne Thomas Humphries specializes in Financial Planning, Investment Management. Contact their office in GRASONVILLE, Maryland for a consultation.
What are Wayne Thomas Humphries's credentials?
Wayne Thomas Humphries is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wayne Thomas Humphries located?
Wayne Thomas Humphries is based in GRASONVILLE, Maryland, working with BAYVIEW INVESTMENT COUNSEL, INC. Their office serves clients in the GRASONVILLE metropolitan area and surrounding communities.
How does Wayne Thomas Humphries charge for services?
Wayne Thomas Humphries's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAYVIEW INVESTMENT COUNSEL, INC?
BAYVIEW INVESTMENT COUNSEL, INC has approximately 1 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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