Unclaimed Profile

Sally Elizabeth Law

LAW & ASSOCIATES INC·GLEN ECHO, Maryland

SIE, Series 1, Series 8, Series 63, Series 65Clean record30 years registeredLAW & ASSOCIATES INC

6111 TULANE AVE, GLEN ECHO, MD 20812-1205CRD# 303886Firm CRD# 105350

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sally Elizabeth Law · GLEN ECHO, MD

Registration

CRD #303886 · LAW & ASSOCIATES INC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LAW & ASSOCIATES INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Apr 2018

GLEN ECHO, MD

RAYMOND JAMES FINANCIAL SERVICES

Mar 1996 – Jan 2009

GLEN ECHO, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 8

Series 63

Series 65

Registration record

First registered · March 29, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAW & ASSOCIATES INC

CRD 105350 · SEC 801-16929

AUM

$214M

Regulatory assets under management

Employees

1,018 client accounts

Services offered by LAW & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LAW & ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does Sally Elizabeth Law offer?

Sally Elizabeth Law specializes in Financial Planning, Investment Management.

What are Sally Elizabeth Law's credentials?

Sally Elizabeth Law is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sally Elizabeth Law located?

Sally Elizabeth Law is based in GLEN ECHO, Maryland, last registered with LAW & ASSOCIATES INC.

How does Sally Elizabeth Law charge for services?

Sally Elizabeth Law's firm is compensated through percentage of aum, hourly charges, subscription fees, other: project. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAW & ASSOCIATES INC?

LAW & ASSOCIATES INC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at LAW & ASSOCIATES INC

Janice Lynne Henderson

GLEN ECHO, MD

CFP

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Maryland

BALTIMORE (162)BETHESDA (145)ROCKVILLE (90)HUNT VALLEY (66)TOWSON (60)ANNAPOLIS (39)COLUMBIA (34)CHEVY CHASE (32)TIMONIUM (20)OWINGS MILLS (18)

City Guides

BALTIMORE Guide BETHESDA Guide ROCKVILLE Guide HUNT VALLEY Guide TOWSON Guide

Research

Advisor Fees in Maryland National Fee Analysis

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