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Sean Everett Falk

PEAK INVESTMENT ADVISORS, INC.·GERMANTOWN, Maryland
Series 6, Series 7, Series 24, Series 63, Series 6520 years registeredPEAK INVESTMENT ADVISORS, INC.
13216 EXECUTIVE PARK TERRACE, GERMANTOWN, MD 20874CRD# 2961005Firm CRD# 117875

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sean Everett Falk · GERMANTOWN, MD
Registration
CRD #2961005 · PEAK INVESTMENT ADVISORS, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

PEAK INVESTMENT ADVISORS, INC.
Jun 2006 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 7, 2006
Years registered · 20
03

Disclosure History

2005Regulatory·Final
2005Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PEAK INVESTMENT ADVISORS, INC.
CRD 117875 · SEC 801-125943
AUM
$81M
Regulatory assets under management
Employees
2
277 client accounts
Services offered by PEAK INVESTMENT ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PEAK INVESTMENT ADVISORS, INC. →
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05

Frequently Asked Questions

What services does Sean Everett Falk offer?
Sean Everett Falk specializes in Investment Management, Wealth Management. Contact their office in GERMANTOWN, Maryland for a consultation.
What are Sean Everett Falk's credentials?
Sean Everett Falk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Everett Falk located?
Sean Everett Falk is based in GERMANTOWN, Maryland, working with PEAK INVESTMENT ADVISORS, INC.. Their office serves clients in the GERMANTOWN metropolitan area and surrounding communities.
How does Sean Everett Falk charge for services?
Sean Everett Falk's firm is compensated through percentage of aum, other: portion of fees charged by third-party investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PEAK INVESTMENT ADVISORS, INC.?
PEAK INVESTMENT ADVISORS, INC. has approximately 2 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PEAK INVESTMENT ADVISORS, INC.

Brett Adam Friedman
GERMANTOWN, MD

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