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Thomas Anthony Carter

RIDGELINE RESEARCH LLC·DARNESTOWN, Maryland
SIE, Series 6, Series 7, Series 26, Series 28, Series 63Clean recordRIDGELINE RESEARCH LLC
14961 FINEGAN FARM DR, DARNESTOWN, MD 20874CRD# 2558943Firm CRD# 300807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Anthony Carter · DARNESTOWN, MD
Registration
CRD #2558943 · RIDGELINE RESEARCH LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 28
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RIDGELINE RESEARCH LLC
CRD 300807 · SEC 801-117858
AUM
$80M
Regulatory assets under management
Employees
2
1 client accounts
Services offered by RIDGELINE RESEARCH LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at RIDGELINE RESEARCH LLC →
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04

Frequently Asked Questions

What services does Thomas Anthony Carter offer?
Thomas Anthony Carter specializes in Investment Management, Fee-Only Advisory. Contact their office in DARNESTOWN, Maryland for a consultation.
What are Thomas Anthony Carter's credentials?
Thomas Anthony Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Anthony Carter located?
Thomas Anthony Carter is based in DARNESTOWN, Maryland, working with RIDGELINE RESEARCH LLC. Their office serves clients in the DARNESTOWN metropolitan area and surrounding communities.
How does Thomas Anthony Carter charge for services?
Thomas Anthony Carter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIDGELINE RESEARCH LLC?
RIDGELINE RESEARCH LLC has approximately 2 employees and manages $80M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maryland
BALTIMORE (162)BETHESDA (145)ROCKVILLE (90)HUNT VALLEY (66)TOWSON (60)ANNAPOLIS (39)COLUMBIA (34)CHEVY CHASE (32)TIMONIUM (20)OWINGS MILLS (18)
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Research
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