Unclaimed Profile

Robert G Carpenter

BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.·COLUMBIA, Maryland

Series 7, Series 8, Series 24, Series 31, Series 63, Series 6525 years registeredBALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.

5950 SYMPHONY WOODS RD., COLUMBIA, MD 21044CRD# 1992563Firm CRD# 159388

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert G Carpenter · COLUMBIA, MD

Registration

CRD #1992563 · BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

BALTIMORE-WASHINGTON FINANCIAL ADVISORS

Jul 2012 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Mar 2011 – Jul 2012

MONKTON, MD

WELLS FARGO ADVISORS, LLC

Apr 2007 – Nov 2010

BALTIMORE, MD

RYAN BECK & CO.

Apr 2001 – Apr 2007

BALTIMORE, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · April 10, 2001

Years registered · 25

Disclosure History

2008Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.

CRD 159388 · SEC 801-76893

AUM

$1.9B

Regulatory assets under management

Employees

3,822 client accounts

Services offered by BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Robert G Carpenter offer?

Robert G Carpenter specializes in Financial Planning, Investment Management. Contact their office in COLUMBIA, Maryland for a consultation.

What are Robert G Carpenter's credentials?

Robert G Carpenter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert G Carpenter located?

Robert G Carpenter is based in COLUMBIA, Maryland, working with BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.. Their office serves clients in the COLUMBIA metropolitan area and surrounding communities.

How does Robert G Carpenter charge for services?

Robert G Carpenter's firm is compensated through percentage of aum, other: flat project fees for retirement & estate planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.?

BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. has approximately 28 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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