Unclaimed Profile

James B Waller

BIEGEL & WALLER LLC·COLUMBIA, Maryland

Series 65Clean record25 years registeredBIEGEL & WALLER LLC

10211 WINCOPIN CIRCLE, COLUMBIA, MD 21044CRD# 3077926Firm CRD# 109597

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James B Waller · COLUMBIA, MD

Registration

CRD #3077926 · BIEGEL & WALLER LLC · 25 years registered

Brand Profile

Not yet started

Career History

CHOREO, LLC

Nov 2023 – present

BDO WEALTH ADVISORS, LLC

Feb 2020 – Nov 2023

COLUMBIA, MD

BIEGEL WALLER INVESTMENT ADVISORY SERVICES

Nov 2000 – Jan 2020

COLUMBIA, MD

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 13, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BIEGEL & WALLER LLC

CRD 109597 · SEC 801-57900

AUM

$512M

Regulatory assets under management

Employees

1,256 client accounts

Services offered by BIEGEL & WALLER LLC

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BIEGEL & WALLER LLC →

Introduction

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Frequently Asked Questions

What services does James B Waller offer?

James B Waller specializes in Investment Management. Contact their office in COLUMBIA, Maryland for a consultation.

What are James B Waller's credentials?

James B Waller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James B Waller located?

James B Waller is based in COLUMBIA, Maryland, working with BIEGEL & WALLER LLC. Their office serves clients in the COLUMBIA metropolitan area and surrounding communities.

How does James B Waller charge for services?

James B Waller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BIEGEL & WALLER LLC?

BIEGEL & WALLER LLC has approximately 11 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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