Unclaimed Profile

James Christopher Roumell

ROUMELL ASSET MANAGEMENT, LLC·CHEVY CHASE, Maryland

Series 7, Series 24, Series 63, Series 65Clean record27 years registeredROUMELL ASSET MANAGEMENT, LLC

2 WISCONSIN CIRCLE, CHEVY CHASE, MD 20815CRD# 1618752Firm CRD# 114057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Christopher Roumell · CHEVY CHASE, MD

Registration

CRD #1618752 · ROUMELL ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROUMELL ASSET MANAGEMENT, LLC

ROUMELL ASSET MANAGEMENT, LLC

Jan 2003 – Dec 2024

CHEVY CHASE, MD

RAYMOND JAMES FINANCIAL SERVICES

Mar 1999 – Oct 2003

BETHESDA, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROUMELL ASSET MANAGEMENT, LLC

CRD 114057 · SEC 801-60837

AUM

$95M

Regulatory assets under management

Employees

61 client accounts

Services offered by ROUMELL ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ROUMELL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Christopher Roumell offer?

James Christopher Roumell specializes in Investment Management, Fee-Only Advisory.

What are James Christopher Roumell's credentials?

James Christopher Roumell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Christopher Roumell located?

James Christopher Roumell is based in CHEVY CHASE, Maryland, last registered with ROUMELL ASSET MANAGEMENT, LLC.

How does James Christopher Roumell charge for services?

James Christopher Roumell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROUMELL ASSET MANAGEMENT, LLC?

ROUMELL ASSET MANAGEMENT, LLC has approximately 3 employees and manages $95M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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