Unclaimed Profile

Erich Michael Imphong

PLOTKIN FINANCIAL ADVISORS, LLC·CHEVY CHASE, Maryland

SIE, Series 7, Series 66CFPClean record13 years registeredPLOTKIN FINANCIAL ADVISORS, LLC

8401 CONNECTICUT AVENUE, CHEVY CHASE, MD 20815-5833CRD# 5083311Firm CRD# 127635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erich Michael Imphong · CHEVY CHASE, MD

Registration

CRD #5083311 · PLOTKIN FINANCIAL ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

X ADVISORS, LLC

Apr 2025 – present

PEAKSTONE FINANCIAL ADVISORS

Aug 2016 – present

INDEPENDENT FINANCIAL GROUP, LLC

Mar 2024 – Feb 2025

SAN DIEGO, CA

GEIER ASSET MANAGEMENT INC

Feb 2013 – Aug 2016

MARRIOTTSVILLE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 25, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLOTKIN FINANCIAL ADVISORS, LLC

CRD 127635 · SEC 801-85168

AUM

$175M

Regulatory assets under management

Employees

642 client accounts

Services offered by PLOTKIN FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PLOTKIN FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Erich Michael Imphong offer?

Erich Michael Imphong specializes in Financial Planning, Investment Management. Contact their office in CHEVY CHASE, Maryland for a consultation.

What are Erich Michael Imphong's credentials?

Erich Michael Imphong holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Erich Michael Imphong located?

Erich Michael Imphong is based in CHEVY CHASE, Maryland, working with PLOTKIN FINANCIAL ADVISORS, LLC. Their office serves clients in the CHEVY CHASE metropolitan area and surrounding communities.

How does Erich Michael Imphong charge for services?

Erich Michael Imphong's firm is compensated through percentage of aum, hourly charges, other: percentage of retirement plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLOTKIN FINANCIAL ADVISORS, LLC?

PLOTKIN FINANCIAL ADVISORS, LLC has approximately 5 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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