AdvisorOS Directory
Claim Profile
Unclaimed Profile
WB

Warren Paul Brooks

INNOVATIVE WEALTH BUILDING LLC·CALIFORNIA, Maryland
SIE, Series 6, Series 6TO, Series 63, Series 65, Series 99TOClean record20 years registeredINNOVATIVE WEALTH BUILDING LLC
23567 OAK VIEW DRIVE, CALIFORNIA, MD 20619CRD# 4020489Firm CRD# 314942

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Warren Paul Brooks · CALIFORNIA, MD
Registration
CRD #4020489 · INNOVATIVE WEALTH BUILDING LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

INNOVATIVE WEALTH BUILDING LLC
Jul 2021 – present
FIRST COMMAND ADVISORY SERVICES
Dec 2015 – Aug 2021
FORT WORTH, TX
FIRST COMMAND FINANCIAL PLANNING, INC.
Sep 2005 – Dec 2015
LEXINGTON PARK, MD
FIRST COMMAND BANK
Aug 2005 – Sep 2005
FORT WORTH, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 6TO
Series 63
Series 65
Series 99TO
Registration record
First registered · August 26, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INNOVATIVE WEALTH BUILDING LLC
CRD 314942 · SEC 801-121542
AUM
$419M
Regulatory assets under management
Employees
17
3,301 client accounts
Services offered by INNOVATIVE WEALTH BUILDING LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INNOVATIVE WEALTH BUILDING LLC →
Introduction

Speak with Warren

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Warren is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CALIFORNIA?

Browse all registered financial advisors in CALIFORNIA, Maryland or claim this profile if it's yours.

Browse CALIFORNIA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Warren Paul Brooks offer?
Warren Paul Brooks specializes in Financial Planning, Investment Management. Contact their office in CALIFORNIA, Maryland for a consultation.
What are Warren Paul Brooks's credentials?
Warren Paul Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Warren Paul Brooks located?
Warren Paul Brooks is based in CALIFORNIA, Maryland, working with INNOVATIVE WEALTH BUILDING LLC. Their office serves clients in the CALIFORNIA metropolitan area and surrounding communities.
How does Warren Paul Brooks charge for services?
Warren Paul Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INNOVATIVE WEALTH BUILDING LLC?
INNOVATIVE WEALTH BUILDING LLC has approximately 17 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at INNOVATIVE WEALTH BUILDING LLC

Kennah G Parham
CALIFORNIA, MD
CFPChFC
Jennifer Brooks Hill
CALIFORNIA, MD
Terry Everett Parham
CALIFORNIA, MD
CFPChFC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maryland
BALTIMORE (162)BETHESDA (145)ROCKVILLE (90)HUNT VALLEY (66)TOWSON (60)ANNAPOLIS (39)COLUMBIA (34)CHEVY CHASE (32)TIMONIUM (20)OWINGS MILLS (18)
City Guides
BALTIMORE GuideBETHESDA GuideROCKVILLE GuideHUNT VALLEY GuideTOWSON Guide
Research
Advisor Fees in MarylandNational Fee Analysis
Request removal of this profile