Unclaimed Profile

Sothara Chin

DAI ASSET MANAGEMENT, LLC·BETHESDA, Maryland

SIE, Series 6, Series 7, Series 14, Series 24, Series 26, Series 31, Series 63, Series 65, Series 99TOClean record16 years registeredDAI ASSET MANAGEMENT, LLC

7600 WISCONSIN AVENUE, BETHESDA, MD 20814CRD# 2063804Firm CRD# 153395

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sothara Chin · BETHESDA, MD

Registration

CRD #2063804 · DAI ASSET MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAI ASSET MANAGEMENT, LLC

PROSPERITY ECONOMICS PARTNERS, LLC

Feb 2019 – Jun 2021

Arlington, VA

ARROW INVESTMENT ADVISORS, LLC

Oct 2012 – Jun 2015

LAUREL, MD

CAPITAL FIDUCIARY ADVISORS, LLC

Sep 2010 – Apr 2012

RESTON, VA

INVESTMENT PROFESSIONALS, INC.

Oct 2009 – Aug 2010

VIENNA, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 26

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · October 26, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAI ASSET MANAGEMENT, LLC

CRD 153395 · SEC 801-71725

AUM

$226M

Regulatory assets under management

Employees

10 client accounts

Services offered by DAI ASSET MANAGEMENT, LLC

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at DAI ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sothara Chin offer?

Sothara Chin specializes in Retirement Planning, Wealth Management.

What are Sothara Chin's credentials?

Sothara Chin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sothara Chin located?

Sothara Chin is based in BETHESDA, Maryland, last registered with DAI ASSET MANAGEMENT, LLC.

How does Sothara Chin charge for services?

Sothara Chin's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAI ASSET MANAGEMENT, LLC?

DAI ASSET MANAGEMENT, LLC has approximately 11 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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