Unclaimed Profile

Sarah Florence Sanfilippo

H. BECK, INC.·BETHESDA, Maryland

SIE, Series 4, Series 7, Series 24, Series 53, Series 63, Series 65Clean record12 years registeredH. BECK, INC.

6600 ROCKLEDGE DRIVE, BETHESDA, MD 20817-1806CRD# 1140382Firm CRD# 1763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Florence Sanfilippo · BETHESDA, MD

Registration

CRD #1140382 · H. BECK, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: H. BECK, INC.

SECURIAN FINANCIAL SERVICES, INC.

Jan 2014 – Dec 2017

ST PAUL, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 16, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

H. BECK, INC.

CRD 1763 · SEC 801-

AUM

$2.0B

Regulatory assets under management

Employees

406

7,230 client accounts

Services offered by H. BECK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at H. BECK, INC. →

Introduction

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Frequently Asked Questions

What services does Sarah Florence Sanfilippo offer?

Sarah Florence Sanfilippo specializes in Financial Planning, Investment Management.

What are Sarah Florence Sanfilippo's credentials?

Sarah Florence Sanfilippo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah Florence Sanfilippo located?

Sarah Florence Sanfilippo is based in BETHESDA, Maryland, last registered with H. BECK, INC..

How does Sarah Florence Sanfilippo charge for services?

Sarah Florence Sanfilippo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is H. BECK, INC.?

H. BECK, INC. has approximately 406 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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