Unclaimed Profile

Candy Johnson Palugi

BULL HARBOR CAPITAL LLC.·BETHESDA, Maryland

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, Series 79TO, Series 99TOClean record22 years registeredBULL HARBOR CAPITAL LLC.

7101 WISCONSIN AVENUE, SUITE 1202, BETHESDA, MD 20814CRD# 4062161Firm CRD# 324995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Candy Johnson Palugi · BETHESDA, MD

Registration

CRD #4062161 · BULL HARBOR CAPITAL LLC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BULL HARBOR CAPITAL LLC.

WEDBUSH SECURITIES INC.

Apr 2022 – Jun 2023

Lakeland, TN

B RILEY WEALTH MANAGEMENT

Mar 2012 – Oct 2021

MEMPHIS, TN

MORGAN KEEGAN & COMPANY, INC.

Apr 2008 – Mar 2012

MEMPHIS, TN

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Mar 2008

MEMPHIS, TN

MORGAN STANLEY

Sep 2006 – Apr 2007

MEMPHIS, TN

WACHOVIA SECURITIES, LLC

Jan 2004 – Sep 2006

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 63

Series 79TO

Series 99TO

Registration record

First registered · January 16, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BULL HARBOR CAPITAL LLC.

CRD 324995 · SEC 801-127531

AUM

$174M

Regulatory assets under management

Employees

876 client accounts

Services offered by BULL HARBOR CAPITAL LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BULL HARBOR CAPITAL LLC. →

Introduction

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Frequently Asked Questions

What services does Candy Johnson Palugi offer?

Candy Johnson Palugi specializes in Financial Planning, Investment Management, Wealth Management.

What are Candy Johnson Palugi's credentials?

Candy Johnson Palugi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Candy Johnson Palugi located?

Candy Johnson Palugi is based in BETHESDA, Maryland, last registered with BULL HARBOR CAPITAL LLC..

How does Candy Johnson Palugi charge for services?

Candy Johnson Palugi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BULL HARBOR CAPITAL LLC.?

BULL HARBOR CAPITAL LLC. has approximately 21 employees and manages $174M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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