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Alexander Stewart Graham

BALTIMORE CAPITAL MANAGEMENT, INC.·BALTIMORE, Maryland
Series 7, Series 63, Series 65Clean record31 years registeredBALTIMORE CAPITAL MANAGEMENT, INC.
575 S. CHARLES ST., BALTIMORE, MD 21201CRD# 1008351Firm CRD# 109949

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alexander Stewart Graham · BALTIMORE, MD
Registration
CRD #1008351 · BALTIMORE CAPITAL MANAGEMENT, INC. · 31 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BALTIMORE CAPITAL MANAGEMENT, INC.
Jul 2003Oct 2006
ANNAPOLIS, MD
Nov 1994Dec 2019
BALTIMORE, MD
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · November 10, 1994
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BALTIMORE CAPITAL MANAGEMENT, INC.
CRD 109949 · SEC 801-110282
AUM
$118M
Regulatory assets under management
Employees
4
130 client accounts
Services offered by BALTIMORE CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Alexander Stewart Graham offer?
Alexander Stewart Graham specializes in Investment Management, Wealth Management, Fee-Only Advisory.
What are Alexander Stewart Graham's credentials?
Alexander Stewart Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alexander Stewart Graham located?
Alexander Stewart Graham is based in BALTIMORE, Maryland, last registered with BALTIMORE CAPITAL MANAGEMENT, INC..
How does Alexander Stewart Graham charge for services?
Alexander Stewart Graham's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BALTIMORE CAPITAL MANAGEMENT, INC.?
BALTIMORE CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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