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Richard Smith Tonge

TONGE INVESTMENT SERVICES·WATERVILLE, Maine
Clean recordTONGE INVESTMENT SERVICES
22 COMMON STREET, WATERVILLE, ME 04901CRD# 700822Firm CRD# 119651

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Smith Tonge · WATERVILLE, ME
Registration
CRD #700822 · TONGE INVESTMENT SERVICES
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Smith Tonge is a registered financial advisor based in WATERVILLE, Maine, affiliated with TONGE INVESTMENT SERVICES. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
TONGE INVESTMENT SERVICES
TONGE INVESTMENT SERVICES
AUM
$28M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at TONGE INVESTMENT SERVICES →
Services
Portfolio management (individuals)
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Other: TERMINATION AND LIQUIDATION FEES APPLY
Regulatory
SEC/IARD CRD# 700822
Firm CRD# 119651
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Smith Tonge offer?
Richard Smith Tonge specializes in Investment Management. Contact their office in WATERVILLE, Maine for a consultation.
What are Richard Smith Tonge's credentials?
Richard Smith Tonge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Smith Tonge located?
Richard Smith Tonge is based in WATERVILLE, Maine, working with TONGE INVESTMENT SERVICES. Their office serves clients in the WATERVILLE metropolitan area and surrounding communities.
How does Richard Smith Tonge charge for services?
Richard Smith Tonge's firm is compensated through percentage of aum, hourly charges, other: termination and liquidation fees apply. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TONGE INVESTMENT SERVICES?
TONGE INVESTMENT SERVICES has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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