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Richard Smith Tonge

TONGE INVESTMENT SERVICES·WATERVILLE, Maine
Series 00, Series 1, Series 4, Series 63, Series 6523 years registeredTONGE INVESTMENT SERVICES
22 COMMON STREET, WATERVILLE, ME 04901CRD# 700822Firm CRD# 119651

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Smith Tonge · WATERVILLE, ME
Registration
CRD #700822 · TONGE INVESTMENT SERVICES · 23 years registered
Brand Profile
Not yet started
01

Career History

TONGE INVESTMENTS
Oct 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 00
Series 1
Series 4
Series 63
Series 65
Registration record
First registered · October 31, 2002
Years registered · 23
03

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
TONGE INVESTMENT SERVICES
CRD 119651 · SEC 801-61147
AUM
$28M
Regulatory assets under management
Employees
1
140 client accounts
Services offered by TONGE INVESTMENT SERVICES
Per Form ADV
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at TONGE INVESTMENT SERVICES →
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05

Frequently Asked Questions

What services does Richard Smith Tonge offer?
Richard Smith Tonge specializes in Investment Management. Contact their office in WATERVILLE, Maine for a consultation.
What are Richard Smith Tonge's credentials?
Richard Smith Tonge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Smith Tonge located?
Richard Smith Tonge is based in WATERVILLE, Maine, working with TONGE INVESTMENT SERVICES. Their office serves clients in the WATERVILLE metropolitan area and surrounding communities.
How does Richard Smith Tonge charge for services?
Richard Smith Tonge's firm is compensated through percentage of aum, hourly charges, other: termination and liquidation fees apply. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TONGE INVESTMENT SERVICES?
TONGE INVESTMENT SERVICES has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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