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Leslie Ann Whitney

WHITNEY RETIREMENT SERVICES GROUP, INC.·KENNEBUNK, Maine
Series 6, Series 63, Series 65Clean record19 years registeredWHITNEY RETIREMENT SERVICES GROUP, INC.
12 DEPOT STREET, KENNEBUNK, ME 04043-7038CRD# 1237514Firm CRD# 143051

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leslie Ann Whitney · KENNEBUNK, ME
Registration
CRD #1237514 · WHITNEY RETIREMENT SERVICES GROUP, INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

FIDUCIENT ADVISORS LLC
Mar 2021 – present
FIDUCIARY INVESTMENT ADVISORS, LLC
Feb 2014 – Dec 2020
KENNEBUNK, ME
WHITNEY RETIREMENT SERVICES GROUP, INC.
Mar 2007 – Mar 2015
KENNEBUNK, ME
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · March 9, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WHITNEY RETIREMENT SERVICES GROUP, INC.
CRD 143051 · SEC 801-77881
AUM
$445M
Regulatory assets under management
Employees
2
19 client accounts
Services offered by WHITNEY RETIREMENT SERVICES GROUP, INC.
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at WHITNEY RETIREMENT SERVICES GROUP, INC. →
Introduction

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05

Frequently Asked Questions

What services does Leslie Ann Whitney offer?
Leslie Ann Whitney specializes in Investment Management. Contact their office in KENNEBUNK, Maine for a consultation.
What are Leslie Ann Whitney's credentials?
Leslie Ann Whitney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leslie Ann Whitney located?
Leslie Ann Whitney is based in KENNEBUNK, Maine, working with WHITNEY RETIREMENT SERVICES GROUP, INC.. Their office serves clients in the KENNEBUNK metropolitan area and surrounding communities.
How does Leslie Ann Whitney charge for services?
Leslie Ann Whitney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WHITNEY RETIREMENT SERVICES GROUP, INC.?
WHITNEY RETIREMENT SERVICES GROUP, INC. has approximately 2 employees and manages $445M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maine
PORTLAND (79)BANGOR (18)FALMOUTH (6)BRUNSWICK (5)BAR HARBOR (5)SOUTH PORTLAND (5)WATERVILLE (3)BREWER (2)AUGUSTA (2)CAPE ELIZABETH (2)
City Guides
PORTLAND GuideBANGOR GuideFALMOUTH GuideBRUNSWICK GuideBAR HARBOR Guide
Research
Advisor Fees in MaineNational Fee Analysis
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