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Mark Lawrence Macleod

RM FINANCIAL SERVICES, LLC·FALMOUTH, Maine
SIE, Series 7, Series 63, Series 65Clean record6 years registeredRM FINANCIAL SERVICES, LLC
362 US ROUTE ONE, FALMOUTH, ME 04105CRD# 3150711Firm CRD# 304297

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Lawrence Macleod · FALMOUTH, ME
Registration
CRD #3150711 · RM FINANCIAL SERVICES, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

PURSHE KAPLAN STERLING INVESTMENTS
Oct 2023 – present
RM FINANCIAL SERVICES, LLC
Nov 2019 – present
NEXT FINANCIAL GROUP, INC.
Oct 2019 – Oct 2023
FALMOUTH, ME
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · October 22, 2019
Years registered · 6
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RM FINANCIAL SERVICES, LLC
CRD 304297 · SEC 801-120468
AUM
$208M
Regulatory assets under management
Employees
5
934 client accounts
Services offered by RM FINANCIAL SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RM FINANCIAL SERVICES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Mark Lawrence Macleod offer?
Mark Lawrence Macleod specializes in Financial Planning, Investment Management. Contact their office in FALMOUTH, Maine for a consultation.
What are Mark Lawrence Macleod's credentials?
Mark Lawrence Macleod is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Lawrence Macleod located?
Mark Lawrence Macleod is based in FALMOUTH, Maine, working with RM FINANCIAL SERVICES, LLC. Their office serves clients in the FALMOUTH metropolitan area and surrounding communities.
How does Mark Lawrence Macleod charge for services?
Mark Lawrence Macleod's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RM FINANCIAL SERVICES, LLC?
RM FINANCIAL SERVICES, LLC has approximately 5 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RM FINANCIAL SERVICES, LLC

Aaron Pike Rugh
FALMOUTH, ME
Cayla Jane Moore
FALMOUTH, ME

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