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Mark Edward Andrews

SMI MANAGEMENT & RESEARCH LLC·DAMARISCOTTA, Maine
Series 6, Series 7, Series 63, Series 6521 years registeredSMI MANAGEMENT & RESEARCH LLC
15 BELVEDERE RD, DAMARISCOTTA, ME 04543CRD# 2315313Firm CRD# 131162

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Edward Andrews · DAMARISCOTTA, ME
Registration
CRD #2315313 · SMI MANAGEMENT & RESEARCH LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SMI MANAGEMENT & RESEARCH LLC
SMI MANAGEMENT & RESEARCH LLC
Jan 2005 – Dec 2014
DAMARISCOTTA, ME
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · January 3, 2005
Years registered · 21
03

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SMI MANAGEMENT & RESEARCH LLC
CRD 131162 · SEC 801-71401
AUM
$40M
Regulatory assets under management
Employees
1
127 client accounts
Services offered by SMI MANAGEMENT & RESEARCH LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SMI MANAGEMENT & RESEARCH LLC →
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05

Frequently Asked Questions

What services does Mark Edward Andrews offer?
Mark Edward Andrews specializes in Financial Planning, Investment Management, Fee-Only Advisory.
What are Mark Edward Andrews's credentials?
Mark Edward Andrews is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Edward Andrews located?
Mark Edward Andrews is based in DAMARISCOTTA, Maine, last registered with SMI MANAGEMENT & RESEARCH LLC.
How does Mark Edward Andrews charge for services?
Mark Edward Andrews's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMI MANAGEMENT & RESEARCH LLC?
SMI MANAGEMENT & RESEARCH LLC has approximately 1 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Maine
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Research
Advisor Fees in MaineNational Fee Analysis
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