Unclaimed Profile

Scott Edward Upham

CRIBSTONE CAPITAL MANAGEMENT, LLC·BRUNSWICK, Maine

SIE, Series 6, Series 7, Series 63, Series 65, Series 99TOClean record20 years registeredCRIBSTONE CAPITAL MANAGEMENT, LLC

155 PARK ROW, BRUNSWICK, ME 04011CRD# 2377756Firm CRD# 174974

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Edward Upham · BRUNSWICK, ME

Registration

CRD #2377756 · CRIBSTONE CAPITAL MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Feb 2023 – present

CRIBSTONE CAPITAL MANAGEMENT, LLC

May 2015 – Feb 2023

BRUNSWICK, ME

AMERIPRISE FINANCIAL SERVICES, INC.

Mar 2012 – May 2015

AUGUSTA, ME

RUSSELL INVESTMENTS

Jan 2006 – Jan 2012

WEST BATH, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Series 99TO

Registration record

First registered · January 18, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CRIBSTONE CAPITAL MANAGEMENT, LLC

CRD 174974 · SEC 801-93172

AUM

$377M

Regulatory assets under management

Employees

1,071 client accounts

Services offered by CRIBSTONE CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CRIBSTONE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Edward Upham offer?

Scott Edward Upham specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BRUNSWICK, Maine for a consultation.

What are Scott Edward Upham's credentials?

Scott Edward Upham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Edward Upham located?

Scott Edward Upham is based in BRUNSWICK, Maine, working with CRIBSTONE CAPITAL MANAGEMENT, LLC. Their office serves clients in the BRUNSWICK metropolitan area and surrounding communities.

How does Scott Edward Upham charge for services?

Scott Edward Upham's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CRIBSTONE CAPITAL MANAGEMENT, LLC?

CRIBSTONE CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $377M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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